Compliance & Risk Management

Norkar helps enterprises comprehensively identify and assess potential risks while ensuring all operations strictly comply with internal policies and external laws and regulations.

Compliance & Risk Management System Establishment: In response to compliance requirements for investment and business operations, we assist clients in building compliance frameworks covering investment compliance, fund compliance, anti-monopoly and anti-unfair competition, as well as adapting to industrial regulatory rules, enabling enterprises to establish systematic compliance management frameworks.

Risk Control System Design: To meet full-cycle risk management demands across all business lines, we deliver risk identification and categorization, construction of monitoring and early warning mechanisms, formulation of risk response plans, and optimization of compliance review workflows, so as to strengthen overall risk management capabilities.

Policy & Regulatory Interpretation and Compliance Support: Amid updates to regulatory policies and laws, we provide new rule interpretation, impact assessment, compliance recommendations, internal policy revision support and compliance training, helping enterprises timely align with regulatory standards and mitigate compliance risks.